The Advisor’s Principal is Frank Almada who owns the advisor (Alamos Capital LLC) that is registered with the (SEC).
Frank Almada is also majority shareholder of Union Capital Company that is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and investment adviser, and is a member firm of the Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB) and of the Securities Investor Protection Corporation (SIPC) for over 25 years.
Frank Almada through Alamos Capital LLC client is responsible for over 2 billion ($2,000,000,000.00) worth of transactions per year.
In addition, through Union Capital, Frank Almada supervises over 300 million dollars ($300,000,000.00) of assets under management.
Frank Almada has been advising portfolios since 1986 and began his career at Morgan Stanley (formerly Dean Witter) in 1986, then, worked at Prudential Securities and Wells Fargo Securities before starting his own Broker/Dealer in 2001 (UnionCapital.com).
Frank Almada has been licensed in the securities business since 1986 and has the following securities licenses series 3, 7, 14, 24, 28, 63, 66
Educational History
Frank Almada graduated in 1985 from the University of San Francisco in San Francisco, California, where he received a Bachelor of Science (“B.S.”) degree in Business Finance.
Personal History
Frank Almada has four children with his wife of 33 years, and has been an Arizona resident for over 40 years.